Suitability

Needless to say, not all investments are for everybody. A stockbroker may only recommend investments that are suitable for a certain customer. In order to determine the right investment, a broker must consider, among other things, the investor's:

  • Age
  • Risk tolerance
  • Financial knowledge
  • Investment horizon
  • Investment objectives
  • Loss tolerance

In addition to recommending the right investment according to each investor's profile, a stockbroker must clearly disclose to his or her clients the risks an investment entails. If a broker intentionally or unintentionally fails to make these risks clear to you, he or she might be violating suitability rules, and you might be entitled to compensation.

Schedule A Free Initial Consultation Today

If you are facing a legal dispute related to your investments, it is in your interest to work with an experienced attorney who can provide you with the advice you need to reach a resolution that reflects your interests. The first step is to meet with a lawyer so you can learn more about your legal options.

To schedule an appointment with an attorney at Berg Law LLC, call us at 504-526-2921 or contact us online. From our office in New Orleans, we serve clients throughout Louisiana and beyond.

Schedule A Free Initial Consultation Today

If you are facing a legal dispute related to your investments or your commercial interests, it’s in your interest to work with an experienced attorney who can provide you with the advice you need to reach a resolution that reflects your interests. The first step is to meet with a lawyer in person so you can learn more about your legal options.

Contact Us Today

To schedule an appointment with an attorney at Berg Law, LLC, call us at 504-526-2921 or contact us online. From our office in New Orleans, we serve clients throughout Louisiana and beyond.