Posts tagged "suitability"

VIX Index Investment Products Unsuitable for Most Investors

Investments in VIX Index-linked investment products raise suitability concerns for retirees and other retail investors.  The Financial Industry Regulatory Authority (FINRA) has recently issued a regulatory notice warning member firms that VIX-Index linked products "are highly likely to lose value over time."  FINRA further warned firms that such products may not be suitable for retail investors, "particularly those who plan to use them as traditional buy-and-hold investments."

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