Recent Accomplishments

  • $43 million settlement for group of hedge funds on securities fraud claims against broker-dealer.
  • $3.5 million settlement for an institutional investor against operators of a Ponzi scheme.
  • $2,839,855 AAA arbitration award in favor of tech startup against venture capital firm and affiliates, subsequently confirmed as state court judgment.
  • $2,366,673 FINRA arbitration award against Capitol Securities Management, Inc. in favor of two retirees. 
  • $1.275 million settlement for hotel owner against insurance company for hurricane damage claims.
  • $1 million settlement for group of hedge funds against clearing firm for aiding and abetting fraud.
  • $985,000 settlement in favor of real estate developer after obtaining federal court judgment piercing the corporate veil of group of construction companies.
  • $894,774.11 settlement in favor of widow related to improper designation of beneficiary on annuity.
  • $690,000 settlement against broker-dealer in favor of retiree arising out of misappropriate of assets by broker.
  • $615,000 settlement against registered investment advisor in favor of professional athlete.
  • $500,000 settlement with insurance company on behalf of hotel owner for damage from sprinkler leakage.
  • $445,000 settlement in commercial fraud case for misappropriation of assets from a shopping center development.
  • $350,000 settlement on behalf of retiree against broker-dealer.
  • $330,138.36 settlement in favor of holder of promissory note, including recovery of all attorney's fees and costs of collection.
  • $250,495 arbitration award for retiree against broker-dealer for unsuitable investments and unauthorized trading.
  • $250,000 settlement in favor of two investors in failed startup bank.
  • $132,000 settlement of securities arbitration in favor of university professor against broker dealer for recommendation of unsuitable investment strategy.
  • $103,230.35 federal court judgment in favor of bankruptcy trustee against former management of bankrupt entity.
  • Seized historic theater on behalf of investors from issuer of debentures.

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    If you are facing a legal dispute related to your investments or your commercial interests, it’s in your interest to work with an experienced attorney who can provide you with the advice you need to reach a resolution that reflects your interests. The first step is to meet with a lawyer in person so you can learn more about your legal options.

    Contact Us Today

    To schedule an appointment with an attorney at Berg Law, LLC, call us at 504-688-4402 or contact us online. From our office in New Orleans, we serve clients throughout Louisiana and beyond.